MiFID II Updates and Guidance

by | Jun 15, 2017 | Blog, Compliance, MiFID 2

Banks and capital markets institutions responding to

The Markets in Financial Instruments Directive (MiFID) II legislation is fast approaching.  Just about every large Bank and Capital Markets Institution has started preparations.  It is critical that any organization have a thorough understanding of the impact on operations and a clear plan for implementation.  By far the largest impact will be on the technology component and how a solution can be implemented.

We found the articles listed below helpful and worth reading.   Client Instant Access is ready to assist clients with powerful and intuitive solutions to meet these required compliance changes.  Ask us about our MiFID ready compliance solutions, such as our Integrated CRM Dialer and Blast Voice Mail.